AdviserVoicenegligence Archives - AdviserVoice https://www.adviservoice.com.au/tag/negligence/ Financial planner information & financial planner education/CPD - AdviserVoice Thu, 11 Jun 2026 21:30:14 +0000 en-US hourly 1 https://wordpress.org/?v=7.0 ASIC reaches sixth Westpoint settlement https://www.adviservoice.com.au/2010/09/asic-reaches-sixth-westpoint-settlement/ https://www.adviservoice.com.au/2010/09/asic-reaches-sixth-westpoint-settlement/#respond Tue, 14 Sep 2010 02:40:35 +0000 https://adviservoice.com.au/?p=532 ASIC has reached an agreement to settle its actions against Barzen Pty Ltd (formerly Dukes Financial Services Pty Ltd) and Mr Joseph Dukes (collectively ‘Dukes’), for $1 million. This settlement is subject to the approval of the Federal Court.

Click here to download the document (pdf)

]]> ASIC has reached an agreement to settle its actions against Barzen Pty Ltd (formerly Dukes Financial Services Pty Ltd) and Mr Joseph Dukes (collectively ‘Dukes’), for $1 million. This settlement is subject to the approval of the Federal Court.

Click here to download the document (pdf)

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