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SDB, Breach Reporting, Reference Checking and Code of Ethics

June 16 2021 - 11:00 am
June 16 2021 - 12:00 pm

AFA Acting CEO Phil Anderson will outline the Government’s proposal for a new Single Disciplinary Body for financial advisers and explain the likely impact on the adviser profession and the consequences for FASEA and the FASEA Standards.  Phil will also brief members on the new breach reporting and reference checking regimes that are due to commence from October 2021.  There is an important level of interdependency between the Single Disciplinary Body, Breach Reporting and reference checking that Phil will explain.  Phil will also provide an update on the status with the FASEA Code of Ethics and address some of the outstanding Code issues and the most relevant implications for financial advisers.

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