Join Samantha Hills from Holley Nethercote as she explores the ‘Delivering Better Financial Outcomes’ reforms, covering changes to Financial Services Guides, ongoing fee arrangements, and fee disclosure statements. Understand their impact on your practice and navigate complex transition provisions. Register for the event.

This workshop provides an overview of Australia’s financial markets and the critical role that stockbrokers play both in retail and institutional markets. Topics covered include order taking, transaction and settlement which will provide insight into the different business models in stockbroking today. Register for the event.  

This webinar will discuss key considerations for financial firms using digital engagement practices like social trading, including prohibitions on misleading conduct, the use of emojis, tips for appointing influencers, and ensuring influencers comply with financial services laws to avoid unauthorised activities. https://www.stockbrokers.org.au/education/upcoming-events#influencers

This workshop delves deep into the day of a life of a trade. You will walk away with a solid understanding of client onboarding processes; the process of share and

Professor Michael Adams will focus on the prohibition on creating or maintaining an artificial price for trading in various financial products, including shares and futures. The workshop will benefit all those who wish to gain an understanding of markets and the consequences of breaching obligations. Register for the event.