As part of the FAAA’s commitment to supporting advisers in their ethical duties, we are proud to introduce the FAAA Principles of Good Professional Practice. This guide has been developed with extensive feedback from the financial advice community and illustrates “good practice” for advisers, as a solid foundation for advisers to apply their professional judgement and meet the best interests of their clients.

In this 6-part series, we will be delving into the principles and explore how it can assist you in your day-to-day practice. The FAAA Principles of Good Professional Practice should not be viewed as a check list, but as one of the many tools in your toolbox for you to use to provide high quality outcomes for your clients

In the final session of our series, we will delve into relevant case studies. We will explore:

• How these principles apply across the client journey
• How the supporting behaviours can assist advisers to get the most from their interactions with clients
• How the unifying principles interact with and apply throughout the stages of the advice journey
• How failure to apply the principles can cause ethical breaches

Register for the event.