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All Articles tagged with 'best interests duty'

You are in   Posts tagged 'best interests duty'

More paperwork for advisers

From The Fold Legal

Financial advisers will need to keep additional records proving they’ve complied with the Best Interests Duty when they give personal advice to retail clients after 23 March 2015. The Fold

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18 Nov 2014
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AdviserLogic to work with SuperRatings

From AdviserLogic

AdviserLogic is to work with superannuation research provider, SuperRatings to offer financial advisers the ability to thoroughly and extensively research and compare clients’ existing and proposed superannuation arrangements. “Advisers must

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24 Sep 2014
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Asset based fees – can you charge them?

From The Fold Legal

Advisers may need to rethink how they charge for advice under the Conflicts Priority Rule in Regulatory Guide 175 (RG175) as asset-based fees have the potential to create just as

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14 Jan 2013
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ASIC consults on FOFA reforms

From ASIC - Australian Securities & Investments Commission

ASIC has released consultation papers containing proposed guidance for two aspects of the Future of Financial Advice (FOFA) reforms – scaled advice and the best interests duty. The work seeks

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10 Aug 2012
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