Earn CPD Points
CPD: The retirement spending planRetirement is often seen as a time of relaxation, freedom and the opportunity to enjoy the fruits of a lifetime of hard work. However, without careful planning, the financial aspects [...]
CPD: Asian equities – from headwinds to tailwindsAs developed markets – notably the US – achieve new highs, Asian equities have been out of favour with investors. However, headwinds that have muted growth across Asia (ex-Japan)[1] are [...]
CPD: The benefits of investing in Listed Private EquityPrivate equity (PE) refers to the ownership or interest in a corporate entity that is typically not publicly listed or traded. PE managers usually raise capital from high-net-worth individuals or [...]
Ethics CPD
CPD: Ethics and referralsMost financial advice practices have referral partners they send business to or receive business from. You may also use a number of third party outsource providers for non-client facing elements [...]
CPD: When your client lacks ethicsEthics is at the core of what most advisers do, day in and day out. However, consider the circumstances where a financial adviser is instructed by a client, but cannot [...]
Regulatory Compliance CPD
CPD: DBFO legislation – a plain English framework for adviser implementationIn recent times, few topics have dominated adviser consciousness – and industry media coverage – as much as the Quality of Advice Review (QAR), one of the most significant consumer [...]
CPD: ASIC Report 779 – adviser obligations re superannuation underperformanceIntroduction Superannuation is one of the key pillars of Australian retirement incomes policy, and for many Australians will represent their most significant asset outside their home. As such, recent years [...]
