Earn CPD Points
CPD: Record-keeping in financial advice – the key to compliance and consumer protectionIntroduction The financial services regulatory framework is a key pillar of financial consumer protection. Regulatory compliance is therefore not merely about avoiding penalties, but is a critical step in building [...]
CPD: Trust and ethics in financial adviceIn 2024, trust in financial advisers reached an all-time high. This article, proudly sponsored by GSFM, explores the inseparable links between trust and ethical practice when providing financial advice. Defined [...]
CPD: Retirement Income StrategiesIt has been almost 40 years since award superannuation was introduced in Australia, and 33 years since the introduction of mandatory occupational superannuation. This means the next decade will see [...]
Ethics CPD
CPD: Trust and ethics in financial adviceIn 2024, trust in financial advisers reached an all-time high. This article, proudly sponsored by GSFM, explores the inseparable links between trust and ethical practice when providing financial advice. Defined [...]
CPD: Ethics and financial abuseFinancial abuse is becoming more prevalent in Australian society. This article, proudly sponsored by GSFM, examines financial abuse in the context of an ethical financial advice practice. A lot of [...]
Regulatory Compliance CPD
CPD: Record-keeping in financial advice – the key to compliance and consumer protectionIntroduction The financial services regulatory framework is a key pillar of financial consumer protection. Regulatory compliance is therefore not merely about avoiding penalties, but is a critical step in building [...]
CPD: Consumer protection essentials – AFCA and advice complaintsAs essential component of a robust framework for protecting financial consumers is the presence of mechanisms that hold individuals and organisations to account for causing consumer harm and allow consumers [...]
