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ASIC consults on dispute resolution requirements for traditional trustee company services

From ASIC - Australian Securities & Investments Commission

ASIC has released a consultation paper inviting feedback on its proposal regarding the administration of compensation requirements for trustee companies providing traditional trustee company services (traditional services) to retail clients.

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23 Sep 2010

ASIC consults on dispute resolution requirements for traditional trustee company

From ASIC - Australian Securities & Investments Commission

ASIC has released a consultation paper seeking public comment on dispute resolution arrangements required of trustee companies providing traditional services, like preparing wills. click here to continue reading this PDF

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17 Sep 2010

ASIC bans Sydney financial adviser

From ASIC - Australian Securities & Investments Commission

Mr Vince Aloisi of Baulkham Hills, New South Wales, has been permanently banned from providing financial services by ASIC. ASIC’s action against Mr Aloisi follows its investigation into allegations of

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17 Sep 2010

ASIC recovers $24.5 million for Westpoint investors

From ASIC - Australian Securities & Investments Commission

Westpoint investors in ASIC’s class against Glenhurst Corporation Pty Ltd (Glenhurst) are to receive their share of $24.5 million recovered to date by the Commission. The Glenhurst settlement, worth $2.5

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17 Sep 2010

Abacus reviews advertising in response to ASIC’s concerns

From ASIC - Australian Securities & Investments Commission

Abacus Australian Mutuals (Abacus) has reviewed its industry advertising campaign – ‘It all comes back to you’ – in response to ASIC concerns that consumers were at risk of being

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15 Sep 2010

ASIC reaches sixth Westpoint settlement

From ASIC - Australian Securities & Investments Commission

ASIC has reached an agreement to settle its actions against Barzen Pty Ltd (formerly Dukes Financial Services Pty Ltd) and Mr Joseph Dukes (collectively ‘Dukes’), for $1 million. This settlement

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14 Sep 2010

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