All Articles tagged with 'Greg Tanzer'

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ASIC updates regulatory framework for charitable investment fundraisers

From ASIC - Australian Securities & Investments Commission

ASIC has issued a revised policy and regulatory framework for charities that raise investment funds. The framework removes regulatory barriers to the issue of financial products while strengthening protection for

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29 Sep 2016

ASIC’s latest enforcement report outlines key outcomes and areas of focus for the future

From ASIC - Australian Securities & Investments Commission

ASIC has released its enforcement report for the period 1 July 2015 to 31 December 2015. The report highlights ASIC’s key areas of focus for the organisation and outcomes supporting

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31 Mar 2016

ASIC guidance to employers about super

From ASIC - Australian Securities & Investments Commission

ASIC has updated its MoneySmart website to help employers select a default superannuation fund for employees. ‘Super is a complex area, not just for individuals but for employers as well

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18 Feb 2016

Renew and maintain your business name

From ASIC - Australian Securities & Investments Commission

ASIC is urging business owners to renew their business name or risk it being cancelled. The reminder comes after ASIC cancelled more than 95,000 business names in the first half

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19 Aug 2015

ASIC releases its submission to the 2014 Senate inquiry into forestry managed investment schemes

From ASIC - Australian Securities & Investments Commission

ASIC has released its submission to the 2014 Senate inquiry into forestry managed investment schemes. The submission sets out: ASIC’s role in relation to the regulation of forestry managed investment

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20 Oct 2014

ASIC releases report on regulating complex products

From ASIC - Australian Securities & Investments Commission

With financial products and markets continually growing in complexity, ASIC has reviewed its approach to regulating complex products. Last Friday ASIC has published Report 384 Regulating complex products (REP 384)

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14 Jul 2014

New regulation of financial advisers providing tax advice

From ASIC - Australian Securities & Investments Commission

From 1 July 2014, the Tax Practitioners Board (TPB) regulates financial advisers who provide tax (financial) advice services under the Tax Agent Services Act 2009 (Cth) (TASA). Until now, financial

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04 Jul 2014

ASIC reviews MySuper product dashboards

From ASIC - Australian Securities & Investments Commission

ASIC has issued further guidance to superannuation trustees about their obligation to produce a product dashboard for MySuper products, following a review of existing MySuper product dashboards. ASIC reviewed a

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23 May 2014

Regulators, Treasury say SMSFs ‘performing well’

From SMSF Association

The SMSF sector has been strongly endorsed by both sides of politics, the regulators and Treasury at the SMSF Professionals’ Association of Australia (SPAA) national conference in Brisbane. SPAA CEO

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24 Feb 2014

ASIC issues further super reforms guidance

From ASIC - Australian Securities & Investments Commission

ASIC has issued further guidance to assist industry with superannuation reforms, as well as a consultation paper about keeping superannuation websites up to date. Guidance The guidance relates to the

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09 Dec 2013

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CPD: The Two-Chapter retirement – a framework for understanding retiree psychology
Introduction Why do financially secure retirees still hesitate to spend, or commit to strategies that would clearly improve their outcomes? This article sets out the Two-Chapter Retirement framework, a new [...]
CPD: China’s next phase – what persistent supply-side growth means for global markets
China’s economic trajectory is shifting, but not in the way many had once expected. Consumption-led rebalancing has not materialised. Instead, economic policy continues to emphasise industrial modernisation, aligned with a [...]
CPD: Ethics and client best interests
In financial advice, acting in a client’s best interest isn’t just a regulatory rule, it’s the foundation of a trusting, successful partnership. This article, proudly sponsored by GSFM, examines the [...]
CPD: Capitalising on global growth in the decarbonisation era
Few themes rival the scale, urgency and long-term significance of climate change. Consequently, regions, countries, companies and individuals are taking positive action to decarbonise the planet and work toward net [...]
CPD: Decoding the compliance signals within AFCA’s Lead Decisions
Introduction In February 2026, the Australian Financial Complaints Authority (AFCA), reached a significant milestone when it issued its 1,000th Dixon Advisory determination[1]. Up until that point, this represented the single [...]