All Articles tagged with 'Joe Longo'

You are in Posts tagged 'Joe Longo' (Page 2)

ASIC launches Inquiry into ASX

From ASIC - Australian Securities & Investments Commission

ASIC has announced an Inquiry into Australian Securities Exchange (ASX) group, focusing on governance, capability and risk management frameworks and practices across the group. ASX plays a critical role in

continue reading

17 Jun 2025

ASIC clears path for faster IPOs

From ASIC - Australian Securities & Investments Commission

Entities listing on the ASX via the fast-track process now have access to a shorter initial public offering (IPO) timetable designed to reduce deal execution risk as part of a

continue reading

11 Jun 2025

The future of Australia’s public and private markets – ASIC shares industry feedback and next steps

From ASIC - Australian Securities & Investments Commission

ASIC has released more than 50 public submissions received in response to its discussion paper on the evolving dynamics between public and private markets, released in February 2025. The paper examined the

continue reading

05 Jun 2025

Advancing Australia’s regulatory roadmap for public and private capital markets

From ASIC - Australian Securities & Investments Commission

ASIC has announced its preliminary views on the opportunities and risks emerging from shifts in public and private capital markets and called for feedback and debate on key questions as

continue reading

27 Feb 2025

2025 Regulation and compliance schedule – what advisers must know

From AdviserVoice - this Regulatory Compliance and Consumer Protection article is proudly brought to you by Russell Investments

The evolution of the regulatory framework for financial advice will continue at pace in 2025, giving advisers and licensees little respite from changes which can impact them, their businesses, and

continue reading

23 Jan 2025

ASIC appoints Scott Gregson as CEO

From ASIC - Australian Securities & Investments Commission

ASIC has appointed Scott Gregson as Chief Executive Officer. Mr Gregson will join ASIC on 17 March 2025 following a nearly 30 year career with the ACCC and takes over

continue reading

17 Jan 2025

ASIC warns governance gap could emerge in first report on AI adoption by licensees

From ASIC - Australian Securities & Investments Commission

ASIC is urging financial services and credit licensees to ensure their governance practices keep pace with their accelerating adoption of artificial intelligence (AI). The call comes as ASIC’s first state

continue reading

30 Oct 2024

ASIC annual report underscores transformation

From ASIC - Australian Securities & Investments Commission

ASIC’s program of transformation continued in 2023–24, according to the agency’s latest annual report. ASIC Chair Joe Longo said the report highlighted a range of key regulatory and enforcement outcomes

continue reading

23 Oct 2024

Appointments to the ASIC Executive Leadership team

From ASIC - Australian Securities & Investments Commission

The Australian Securities and Investments Commission’s program of transformation work has continued with key appointments to its senior executive leadership team. Regulation and Supervision Following an international search, ASIC Chair

continue reading

18 Oct 2024

ASIC expands strategic priorities for coming 12 months

From ASIC - Australian Securities & Investments Commission

Australia’s public and private markets and emerging financial products will form a new pillar of ASIC’s expanded strategic priorities. ASIC Chair Joe Longo said the agency’s latest Corporate Plan included a new

continue reading

23 Aug 2024

FIRST 123 4 LAST

Earn CPD Points

CPD: A TTR strategy for modern retirement
We are currently witnessing one of the most significant demographic transformations in Australia’s history. Over the next decade, an estimated 2.5 million Australians are expected to enter retirement[1]. This article, [...]
CPD: Trend following in uncertain times
Trend following strategies aim to generate returns by capturing sustained price movements across a diverse range of asset classes. Unlike traditional investment approaches that rely on valuation or forecasting, trend [...]
CPD: Aged care advice and ethics
Data from the Australian Institute of Health and Welfare (AIHW) shows that Australia’s population aged 65 and over is projected to reach 22% – or 8.8 million people – by [...]
CPD: AI governance – a practical framework for advisers
Regulator scrutiny of AI governance just got serious In years to come, they may well call it the ‘Mythos effect’ – the point in early 2026 where all the concerns [...]
CPD: Thinking outside the box – providing a loved one a paycheque for life
Australia’s great wealth transfer is well underway. An estimated $5.4 trillion is expected to pass from those aged 60 and over to younger generations within the next two decades.[1] In [...]