All Articles tagged with 'Sarah Court'

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ASIC’s annual report outlines strong enforcement and consumer outcomes

From ASIC - Australian Securities & Investments Commission

ASIC secured court orders for civil penalties of $830 million and helped secure more than $580 million in repayments and refunds for consumers and investors during 2025-26, its latest annual

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21 Oct 2026

Fortnum Private Wealth penalised $1.35 million for cybersecurity failures

From ASIC - Australian Securities & Investments Commission

Fortnum Private Wealth Ltd has been ordered by the Supreme Court of NSW to pay a $1.35 million penalty after admitting it failed to adequately manage cybersecurity risks across its

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16 Oct 2026

ASIC Annual Forum 2026 explores how Australia can stay ahead of the next wave of global change

From ASIC - Australian Securities & Investments Commission

ASIC has released the program for its Annual Forum 2026, which will bring together leaders from business, financial services, markets, government, and the community in Sydney on 17 and 18

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13 Oct 2026

ASIC releases 2026–27 supervisory priorities to support better regulation and give industry greater certainty

From ASIC - Australian Securities & Investments Commission

ASIC has published its supervisory priorities for 2026-27 for the banking, superannuation, general insurance, life insurance and financial markets sectors to provide greater transparency of priorities and give industry early

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06 Oct 2026

Scams and governance failures dominate misconduct report

From ASIC - Australian Securities & Investments Commission

New ASIC data released ysterday highlights the important role reports from the public play in helping ASIC identify misconduct, emerging risks and scams across Australia’s financial system. Between 1 January

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04 Sep 2026

ASIC protects consumers by removing high-risk financial sector participants

From ASIC - Australian Securities & Investments Commission

ASIC strengthened consumer protection in 2025-26, delivering 150 administrative enforcement outcomes targeting misconduct across Australia’s financial, credit and corporate sectors. Demonstrating the critical role administrative enforcement tools play in disrupting

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11 Aug 2026

ASIC secures record $830 million in civil penalties orders and $644 million back to Australians in 2025-26

From ASIC - Australian Securities & Investments Commission

ASIC has delivered one of its strongest enforcement periods on record, securing major penalties and driving tens of millions in payments back to Australians in the first half of 2026.

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21 Jul 2026

New ASIC Chair

From ASIC - Australian Securities & Investments Commission

ASIC Chair Joe Longo has welcomed the appointment of Sarah Court as the agency’s incoming Chair. Mr Longo said Ms Court would bring deep regulatory expertise to the role from

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04 Feb 2026

ASIC announces 2026 enforcement priorities

From ASIC - Australian Securities & Investments Commission

Private credit practices, financial reporting misconduct, insurance complaints and claims handling, and misleading pricing are among a range of new enforcement priorities ASIC has unveiled for 2026. ASIC Deputy Chair

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14 Nov 2025

ASIC shuts down 130 investment scam websites per week

From ASIC - Australian Securities & Investments Commission

5Online scammers are squarely in ASIC’s cross hairs with new data revealing more than 10,000 investment scam websites and online advertisements have been shut down by the agency[1]. ASIC’s latest Enforcement

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03 Mar 2025

Earn CPD Points

CPD: Growth holds, risks widen
Economic outlook: Structural forces, cyclical implications Longer-term secular forces are driving the six- to 12-month cyclical outlook. Our June 2026 Secular Outlook, “Rupture and Resilience[1],” explored the fraying of traditional [...]
CPD: Intergenerational wealth – When the responsibility transfers before the money
Picture this: an Enduring Power of Attorney (EPOA) has sat in a filing cabinet for years. Then a sudden health event means an adult daughter is called on to act [...]
CPD: Why market structure rewards active management in local currency EMD
Key takeaways A large, diverse and fast-growing opportunity set: local currency EMD spans economies at very different points in the cycle, offering income, growth and genuine diversification. Structure, not just [...]
CPD: A practical system for building client confidence – Value of Advice (Part 1)
Introduction As the advice profession continues to evolve, so too do client expectations and perceptions of the value of advice. Perhaps nothing sums up this shift as perfectly as this [...]
CPD: When a little knowledge is dangerous – countering the financial ‘guidance’ your clients are getting from AI
Move over, Google The expression “a little knowledge is a dangerous thing” seems particularly appropriate to financial decisions, where the amounts at stake and the inherent complexity make the risk [...]