Events

This 2-hour workshop will examine what constitutes market manipulation and other prohibited market conduct. This workshop will involve a mix of presentation and scenario-based discussion. It is designed to suit the needs of financial market professionals from the front and back office. Learning outcomes Attendees will walk away with a solid understanding of the following:

Have you been itching to get out of the home office and see some familiar faces? The FPA Melbourne & South East Melbourne Chapter Committees invite you to the 2022 Future2 Golf Day on Monday 7 March at the Latrobe Golf Club. Not a golfer, no problem! The Swing Fit Golf Clinic is a group lesson from the pro, followed by morning tea, a

One of your most important anti-money laundering and counter-terrorism financing obligations involves the reporting of suspicious matters to AUSTRAC. Richard Lee, Director of the Industry, Education & Outreach team at AUSTRAC, will provide you with an overview of these reports, including what AUSTRAC is seeing, some do’s and don’ts when reporting and how they play

Six months will have passed since the introduction of the DDO regime. What is the feedback and how is the industry faring? Corey McHattan, a partner with Ashurst, will discuss how to address the challenges of undertaking the reasonable steps obligations for general and non-advice clients and the danger of straying into personal advice. Register

The pool of industry participants that ASIC will draw upon to form individual sitting panels for the Single Disciplinary Body has now been formed and ASIC is currently consulting on how the panel will operate. SAFAA’s policy manager, Michelle Huckel, will provide an update on when ASIC will convene a panel and its proposed processes

Anyone who wants to provide licensed advice can no longer avoid having at least a working understanding of behavioural finance. Simon will tell you what you will need to know to satisfy these obligations. He will also bust some common myths about behavioural finance, and provide a number of practical examples about how stockbrokers and

Over the last four years we have been living in a global equity world where the thematic has been “growth at any price”. Global equity markets have been driven by

The symposium will include assessment of the macro-economic outlook, particularly the changing roles of monetary, fiscal and social policy. The purpose is to identify emerging investment opportunities and secular trends