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Everything from ASIC - Australian Securities & Investments Commission

ASIC warns governance gap could emerge in first report on AI adoption by licensees

From ASIC - Australian Securities & Investments Commission

ASIC is urging financial services and credit licensees to ensure their governance practices keep pace with their accelerating adoption of artificial intelligence (AI). The call comes as ASIC’s first state

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30 Oct 2024

ASIC annual report underscores transformation

From ASIC - Australian Securities & Investments Commission

ASIC’s program of transformation continued in 2023–24, according to the agency’s latest annual report. ASIC Chair Joe Longo said the report highlighted a range of key regulatory and enforcement outcomes

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23 Oct 2024

Appointments to the ASIC Executive Leadership team

From ASIC - Australian Securities & Investments Commission

The Australian Securities and Investments Commission’s program of transformation work has continued with key appointments to its senior executive leadership team. Regulation and Supervision Following an international search, ASIC Chair

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21 Oct 2024

Appointments to the ASIC Executive Leadership team

From ASIC - Australian Securities & Investments Commission

The Australian Securities and Investments Commission’s program of transformation work has continued with key appointments to its senior executive leadership team. Regulation and Supervision Following an international search, ASIC Chair

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18 Oct 2024

Investor alert: Reports of stolen shares due to identity theft on the rise

From ASIC - Australian Securities & Investments Commission

ASIC is warning investors to be on high alert following a significant increase in reports of stolen shares since August 2024 from people who have had their personal identity compromised.

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16 Oct 2024

ASIC receives new powers under financial market infrastructure reforms

From ASIC - Australian Securities & Investments Commission

ASIC welcomes the new Australian financial market infrastructure (FMI) laws, which introduce new powers essential to ensuring a stable and efficient Australian financial system. Financial market infrastructures (FMIs) are the

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20 Sep 2024

ASIC to target misconduct in banking and superannuation sectors

From ASIC - Australian Securities & Investments Commission

ASIC has released its Enforcement and regulatory update (1 January to 30 June 2024), which sets out recent outcomes in enforcement and regulation. In the first half of the year, ASIC

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10 Sep 2024

ASIC expands strategic priorities for coming 12 months

From ASIC - Australian Securities & Investments Commission

Australia’s public and private markets and emerging financial products will form a new pillar of ASIC’s expanded strategic priorities. ASIC Chair Joe Longo said the agency’s latest Corporate Plan included a new

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23 Aug 2024

ASIC and APRA issue final rules and information for the Financial Accountability Regime

From ASIC - Australian Securities & Investments Commission

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have published new information to help insurers and superannuation trustees prepare for the commencement of the

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15 Jul 2024

Super trustees urged to strengthen oversight of retirement strategy implementation

From ASIC - Australian Securities & Investments Commission

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) are calling on superannuation trustees to boost efforts to track and measure the impact of their

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03 Jul 2024

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CPD: Why private market assets belong in client portfolios
Australia’s superannuation funds have quietly reshaped their portfolios over the past decade, and the numbers tell the private markets story better than any commentary can. Hostplus allocates 38% of its [...]
CPD: Diversifying portfolios with Emerging Market debt
For advisers building diversified portfolios, especially those focused on generating income, Emerging Markets (EM) debt deserves consideration. The asset class has converged steadily toward Developed Market (DM) standards over the [...]
CPD: The end of tax certainty? Adviser use-cases for investment bonds after Budget 2026
Why your peers are talking about investment bonds again A critical foundation of strategic financial advice is certainty about how a financial structure will be taxed, now and into the [...]
CPD: Maximising super contributions before retirement
For clients in their fifties and early sixties, superannuation stops being a distant concept and becomes a countdown. This article, proudly sponsored by Allianz Retire+, explores how clients can maximise [...]
CPD: Trust – the unseen foundation of ethical financial advice
Trust sits at the heart of every successful financial advice relationship. In this article, proudly sponsored by GSFM, the importance of the trust relationship and its link to ethical practice [...]