FASEA has published the Policy for its Foreign Qualification Standard. The Policy was informed through consultation with stakeholders in August 2018 and through 8 formal submissions during FASEA’s consultation process in November 2018. The Corporations Act 2001 requires FASEA to approve in writing a foreign qualification. Under the Standard, new entrants and relevant providers are […]
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Everything from FASEA - Financial Adviser Standards and Ethics Authority
17
Jan
2019
Following the release of its revised Education Pathways and Program and Provider Accreditation policies for consultation, the Standards Authority has invited industry associations to apply for accreditation for their respective professional designation programs. Notices have been sent to a number of industry associations informing them of the process to have the course content of their […]
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14
Dec
2018
FASEA has released its policy on Foreign Qualifications for consultation. The policy was informed from consultation received through 12 submissions and various stakeholder forums during FASEA’s consultation process for this standard in July and August 2018. The policy contemplates a 2 step approach: an assessment by a Department of Education and Training (DET) approved body, […]
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30
Nov
2018
FASEA has released its legislative instrument for the Code of Ethics standard for consultation. The legislative instrument was informed from consultation received through 37 formal submissions during FASEA’s consultation process for this standard from March to June 2018. Under the standard, FASEA proposes the Code of Ethics addresses the values of Trust, Competence, Honesty, Fairness […]
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22
Nov
2018
FASEA has released the legislative instrument for its Relevant Providers Degrees, Qualifications and Courses Standard for consultation. The legislative instrument was informed from consultation received through approximately 150 formal submissions during FASEA’s consultation process for this standard between March and June 2018. Arising from that consideration FASEA is proposing the maximum requirements for a New […]
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21
Nov
2018
The Financial Adviser Standards and Ethics Authority (FASEA) has released details of its revised standards framework for financial advisers following stakeholder consultation. Approximately 800 submissions were received during the consultation process. FASEA has taken time to listen, analyse and reflect on those submissions in reviewing each standard. While consultation feedback supported much of the original […]
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20
Nov
2018
The Standards Authority has released guidance around Continuing Professional Development (CPD) for providers, which outlines the proposed learning requirements required to be completed each year. The proposed approach to CPD aims to ensure that providers participate in development programs and activities that ensure they matintain and extend their professional capabilities, knowledge and skills including keeping […]
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25
Jul
2018
The Standards Authority has released proposed guidance on the Financial Adviser Examination. The examination is an essential component of the educational qualifications that all advisers will need to pass before they can provide personal advice to retail clients. Advisers that are registered as authorised representatives prior to 31 December 2018 will be required to pass […]
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12
Jul
2018
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