All Articles tagged with 'Simone Constant'

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ASIC receives new powers under financial market infrastructure reforms

From ASIC - Australian Securities & Investments Commission

ASIC welcomes the new Australian financial market infrastructure (FMI) laws, which introduce new powers essential to ensuring a stable and efficient Australian financial system. Financial market infrastructures (FMIs) are the

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20 Sep 2024

ASIC calls on market intermediaries to strengthen supervision of business communications

From ASIC - Australian Securities & Investments Commission

ASIC is calling on market intermediaries to strengthen their supervisory arrangements for recording and monitoring representatives’ business communications to prevent, detect and promptly address misconduct and contraventions of financial services

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27 Jun 2024

ASIC calls on industry to improve oversight of Choice super performance and address issues

From ASIC - Australian Securities & Investments Commission

An ASIC review has called out the risk to retirement outcomes for Australians, of holding their superannuation in persistently underperforming options, and called on super trustees, financial advisers, and financial

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22 Feb 2024

New Commissioners commence at ASIC

From ASIC - Australian Securities & Investments Commission

ASIC Chair Joe Longo has welcomed the commencement of new Commissioners Simone Constant and Alan Kirkland, who began their five-year terms yesterday. In August the Treasurer announced the appointment of

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21 Nov 2023

ASIC welcomes appointment of three Commissioners

From ASIC - Australian Securities & Investments Commission

ASIC Chair Joe Longo has welcomed the Treasurer’s appointment of three new Commissioners to ASIC. The Treasurer has announced the appointment of Ms Katherine O’Rourke, currently a First Assistant Secretary at Treasury,

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28 Aug 2023

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CPD: Dynamic spending – an adviser introduction to retirement spending strategies
Retirement planning tends to concentrate on the income side of the ledger: how much a client needs, where it will come from, and how sustainable it is. A resilient income [...]
CPD: ASIC on outsourcing – practical lessons for every adviser and licensee
Outsourcing is an integral part of advice delivery Outsourcing has unquestionably reshaped the financial advice landscape in Australia. The advice value chain is long and complex, with many components that [...]
CPD: The human advantage – making your expertise visible in an AI world – Value of Advice (Part 2)
Could AI create better clients? Far from being an existential threat to advice, it’s just possible that artificial intelligence (AI) could be the best thing that ever happened to it. [...]
CPD: Ethics and recommending listed investments
The ASX Australian Investor Study 2026[1] shows that direct shares and other listed securities remain the most widely held asset class among Australian investors. This article, proudly sponsored by GSFM, [...]
CPD: Growth holds, risks widen
Economic outlook: Structural forces, cyclical implications Longer-term secular forces are driving the six- to 12-month cyclical outlook. Our June 2026 Secular Outlook, “Rupture and Resilience[1],” explored the fraying of traditional [...]