Earn CPD Points
CPD: Currency risk – friend or foe?In today’s interconnected world, global companies play a significant role in our daily lives. However, when Australian investors allocate their capital to global markets, they are exposed not only to [...]
CPD: Ethics and moral dilemmasWhen it comes to financial advice, the numbers may be black and white, but the ethical decisions often aren’t. This article, proudly sponsored by GSFM, examines moral dilemmas and the [...]
CPD: Jump in my CAR. Client Advice Records – why, what, howIntroduction The forthcoming replacement of Statements of Advice (SOAs) with Client Advice Records (CARs) has once again shone a spotlight on the vexed issue of client communication within financial advice. [...]
Ethics CPD
CPD: Ethics and moral dilemmasWhen it comes to financial advice, the numbers may be black and white, but the ethical decisions often aren’t. This article, proudly sponsored by GSFM, examines moral dilemmas and the [...]
CPD: Ethics and estate planningEstate planning sits at the intersection of finance, law and family. For advisers, it brings unique ethical challenges: how to respect the wishes of a client while also acknowledging the [...]
Regulatory Compliance CPD
CPD: Jump in my CAR. Client Advice Records – why, what, howIntroduction The forthcoming replacement of Statements of Advice (SOAs) with Client Advice Records (CARs) has once again shone a spotlight on the vexed issue of client communication within financial advice. [...]
CPD: How to keep ASIC happy – FY 2025/26 editionIntroduction For financial advisers in Australia, maintaining ongoing compliance is not only about avoiding penalties—it’s fundamental to preserving client trust, practice continuity, and professional standing. FY 2025/26 is shaping up as [...]
