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Everything from AdviserVoice - This Ethics article is proudly brought to you by GSFM

An ethical framework for the remote practice

From AdviserVoice - This Ethics article is proudly brought to you by GSFM

At the beginning of 2020, few would have imagined having to implement business continuity plans and establish remote offices before the first quarter was out. In this article, sponsored by

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27 Apr 2020

The client driven ethical breach

From AdviserVoice - This Ethics article is proudly brought to you by GSFM

The 2018 Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (Royal Commission) highlighted numerous situations in which an absence of ethical behaviour was apparent. However, what

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09 Apr 2020

Ethical obligations in a financial advice practice

From AdviserVoice - This Ethics article is proudly brought to you by GSFM

On 1 January 2020, FASEA’s code of ethics became enforceable by law, requiring advisers to comply with its 12 detailed standards. Each standard is explored in detail in FASEA’s guidance.

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19 Feb 2020

Ethics and financial abuse – responsibilities and strategies for financial advisers

From AdviserVoice - This Ethics article is proudly brought to you by GSFM

It’s hard to imagine, but statistics show up to 10 per cent of older Australians experience elder abuse. This may be financial, legal, emotional, physical or plain neglect. Sadly, much

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29 Oct 2019

Protecting your most valuable assets

From AdviserVoice - This Ethics article is proudly brought to you by GSFM

The clients of a financial advisory practice are arguably its most valuable asset; a failure to protect client data may not only have legal ramifications, it’s also a question of

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17 Sep 2019

Ethics and self-managed super funds

From AdviserVoice - This Ethics article is proudly brought to you by GSFM

Since the official introduction of self-managed superannuation funds (SMSFs) in 1999, they have become a significant part of Australia’s $2.6 trillion[1] superannuation sector. At the end of 2018, with assets

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03 Jun 2019

Ethics and insurance in financial advice

From AdviserVoice - This Ethics article is proudly brought to you by GSFM

In the first article of this ethics series, we examined the broad application of ethics in financial practice. In this second article, the focus is on life insurances and the

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09 Apr 2019

Ethics and financial practice

From AdviserVoice - This Ethics article is proudly brought to you by GSFM

The recent Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (Royal Commission) highlighted numerous situations in which best practice – and arguably, an ethical approach to

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04 Mar 2019

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CPD: The Two-Chapter retirement – a framework for understanding retiree psychology
Introduction Why do financially secure retirees still hesitate to spend, or commit to strategies that would clearly improve their outcomes? This article sets out the Two-Chapter Retirement framework, a new [...]
CPD: China’s next phase – what persistent supply-side growth means for global markets
China’s economic trajectory is shifting, but not in the way many had once expected. Consumption-led rebalancing has not materialised. Instead, economic policy continues to emphasise industrial modernisation, aligned with a [...]
CPD: Ethics and client best interests
In financial advice, acting in a client’s best interest isn’t just a regulatory rule, it’s the foundation of a trusting, successful partnership. This article, proudly sponsored by GSFM, examines the [...]
CPD: Capitalising on global growth in the decarbonisation era
Few themes rival the scale, urgency and long-term significance of climate change. Consequently, regions, countries, companies and individuals are taking positive action to decarbonise the planet and work toward net [...]
CPD: Decoding the compliance signals within AFCA’s Lead Decisions
Introduction In February 2026, the Australian Financial Complaints Authority (AFCA), reached a significant milestone when it issued its 1,000th Dixon Advisory determination[1]. Up until that point, this represented the single [...]